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Securities Markets Regulation: Part 2

Happy #FinanceFriday  and welcome back for part 2 of our discussion on securities markets regulations! Last week we went over some of the first regulations put in place by the government to protect investors. Now, let’s cover the rest of the regulations that have been established and talk briefly about the sale and pricing of new securities.

Regulations can be very specific regarding what securities they protect and who can benefit from their protection. The following lists seven regulations and their purpose: Continue reading Securities Markets Regulation: Part 2